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Neetu Singh
Sr. Consultant
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Compliance Manager-AMC
- LocationMumbai, India
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IndustryBanking / Financial Services / Broking
Job Description
Job Description:
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Regulatory Reporting
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Experience in Insider Trading,
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Trade analysis, limit monitoring, limit creation
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Experience in compliance of Mutual Fund, PMS, AIF
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Circular implementation
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Drafting of manuals and policies
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Drafting of legal documents/ agreements
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Preparation of content for compliance training
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Circular tracking and its implementation
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